SEC Form 4 · accession 0001209191-15-012969
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert J Neupaver
Officer — Executive Chairman · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Feb 10, 2015 | A | 12,600 | $0.00 | A | 507,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $87.03 | Feb 10, 2015 | A | 13,000 | A | Mar 1, 2019 | Feb 10, 2025 | Common Stock | 13,000 | 13,000 | D |
Explanation of responses
- F1Fair Market Value of stock on Feb. 10, 2015 was $87.03 per share.
- F2Options vest 25% per year beginning March 1, 2016.