SEC Form 4 · accession 0001415889-19-000103
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Miller
Officer — CHAIRMAN AND CEO · Director
Period of report
Jan 27, 2019
Accepted (ET)
Jan 29, 2019 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2019 | M | 100,000 | $0.20 | A | 954,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $0.20 | Jan 27, 2019 | M | 100,000 | D | — | Jan 27, 2019 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Includes 75,201 shares held jointly with the Reporting Person's Spouse.
- F2Options vested as follows: 33,400 on January 27, 2010, and 8,325 on each of the next eight quarterly anniversaries thereafter.