SEC Form 4 · accession 0001415889-18-001753
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Carey
Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | M | 5,000 | $0.20 | A | 56,686 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | Held in Reporting Person's Trust Account | |
| Common Stock | holding | — | — | — | 20,000 | I | Held in Reporting Person's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.20 | Dec 10, 2018 | M | 5,000 | D | — | Jan 27, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The Options were granted to the Reporting Person on January 27, 2009 pursuant to the Issuer's 1999 Stock Award Plan, and vested as follows: 1,672 on the first anniversary of the issuance date, and 416 on each of the next eight quarterly anniversaries thereafter.