SEC Form 4 · accession 0001415889-18-000177
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S James Miller
Officer — CHAIRMAN AND CEO · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $1.75 | Jan 31, 2018 | A | 200,000 | A | — | Jan 31, 2028 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.