SEC Form 4 · accession 0001415889-16-007220
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E. Harding
Officer — CHIEF TECHNICAL OFFICER
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $1.37 | Sep 22, 2016 | A | 300,000 | A | — | Sep 22, 2026 | Common Stock | 1 | 1 | D |
Explanation of responses
- F1One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.