SEC Form 4 · accession 0001415889-15-003207
IMAGEWARE SYSTEMS INC · IWSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal I Goldman
Director · 10% Owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 28, 2015 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000941685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2015 | P | 67,700 | $1.49 | A | 97,700 | I | By Neal and Marlene Goldman Foundation |
| Common Stock | holding | — | — | — | 13,115,120 | D | ||
| Common Stock | holding | — | — | — | 6,000,000 | I | By Goldman Partners LP | |
| Common Stock | holding | — | — | — | 11,361,077 | I | By Individual Retirement Account Beneficially Owned by Neal Goldman | |
| Common Stock | holding | — | — | — | 3,000,000 | I | By Goldman Family 2012 GST Trust |
Table II — derivative securities
No Table II lines on this filing.