SEC Form 4 · accession 0001567619-19-000490
Hub Group, Inc. · HUBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Yeager
Officer — Chairman & CEO · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000940942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 29, 2018 | G | 1,000 | $0.00 | D | 282,410 | D | |
| Class A Common StockF1 | Jan 2, 2019 | A | 20,000 | $0.00 | A | 302,410 | D | |
| Class A Common StockF2 | Jan 2, 2019 | A | 20,000 | $0.00 | A | 322,410 | D | |
| Class A Common Stock | Jan 2, 2019 | F | 8,160 | $37.20 | D | 314,250 | D | |
| Class A Common StockF4 | holding | — | — | — | 21,454 | I | By Trust | |
| Class B Common StockF3,F4 | holding | — | — | — | 176,276 | I | By Trust | |
| Class B Common StockF3,F4 | holding | — | — | — | 51,624 | I | By Trust | |
| Class B Common StockF3,F4 | holding | — | — | — | 51,624 | I | By Trust | |
| Class B Common StockF3,F4 | holding | — | — | — | 51,624 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award of restricted stock vests over a five year period.
- F2This award of restricted stock cliff vests after three years subject to performance based vesting requirements.
- F3The Yeager family members are parties to stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 share of Class B Common Stock.
- F4The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.