SEC Form 4 · accession 0001140361-16-046624
Hub Group, Inc. · HUBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Marsh
Officer — Chief Hwy Solutions Officer
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000940942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2016 | A | 15,000 | $0.00 | A | 107,733 | D | |
| Class A Common StockF2,F3 | Jan 2, 2016 | F | 3,728 | $32.95 | D | 104,005 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock subject to a vesting schedule. The restricted stock grant was made by the Compensation Committee of Hub Group, Inc. on January 2, 2016.
- F2Disposition of shares to satisfy withholding tax obligations with respect to 11,506 shares on which restrictions lapsed as of 1/2/2016.
- F339,960 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.