SEC Form 4 · accession 0001140361-15-011377
Hub Group, Inc. · HUBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Yeager
Officer — Chairman & CEO · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000940942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 9, 2015 | G | 700 | $0.00 | D | 199,859 | D | |
| Class A Common Stock | holding | — | — | — | 21,454 | I | By Trust | |
| Class B Common StockF2 | holding | — | — | — | 55,193 | I | By Trust | |
| Class B Common StockF3 | holding | — | — | — | 121,083 | I | By Trust | |
| Class B Common StockF3 | holding | — | — | — | 51,624 | I | By Trust | |
| Class B Common StockF3 | holding | — | — | — | 51,624 | I | By Trust | |
| Class B Common StockF3 | holding | — | — | — | 51,624 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F167,502 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.
- F2The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.
- F3The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.