SEC Form 4 · accession 0001140361-15-000775
Hub Group, Inc. · HUBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gaw
Officer — EVP Sales
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000940942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2015 | A | 7,700 | $0.00 | A | 89,403 | D | |
| Class A Common StockF2,F3 | Jan 2, 2015 | F | 2,133 | $37.31 | D | 87,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock subject to a vesting schedule. The restricted stock grant was made by the Compensation Committee of Hub Group, Inc. on January 2, 2015.
- F2Disposition of shares to satisfy withholding tax obligations with respect to 6,421 shares on which restrictions lapsed as of 1/2/2015.
- F321,410 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.