SEC Form 4 · accession 0001140361-15-000763
Hub Group, Inc. · HUBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Yeager
Officer — Vice Chairman, President & COO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000940942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 2, 2015 | A | 22,000 | $0.00 | A | 345,968 | D | |
| Class A Common StockF2,F3 | Jan 2, 2015 | F | 5,924 | $37.31 | D | 340,044 | D | |
| Class A Common Stock | holding | — | — | — | 57,728 | I | By Trust | |
| Class B Common StockF4 | holding | — | — | — | 86,794 | D | ||
| Class B Common StockF4 | holding | — | — | — | 48,715 | I | By Trust | |
| Class B Common StockF4 | holding | — | — | — | 19,907 | I | By Trust | |
| Class B Common StockF5 | holding | — | — | — | 87,866 | I | By Trust | |
| Class B Common StockF5 | holding | — | — | — | 87,866 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock subject to a vesting schedule. The restricted stock grant was made by the Compensation Committee of Hub Group, Inc. on January 2, 2015.
- F2Disposition of shares to satisfy withholding tax obligations with respect to 18,664 shares on which restrictions lapsed as of 1/2/2015.
- F361,864 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.
- F4The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.
- F5The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Yeager family members are parties to a stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 shares of the Class B Common Stock.