SEC Form 4 · accession 0001209191-16-135646
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Pacholec
Officer — Vice President R&D
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 1,000 | $18.46 | A | 56,489 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.70 | D | 56,389 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.76 | D | 56,289 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.765 | D | 56,189 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.80 | D | 56,089 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.82 | D | 55,989 | D | |
| Common Stock | Aug 3, 2016 | S | 200 | $64.845 | D | 55,789 | D | |
| Common Stock | Aug 3, 2016 | S | 100 | $64.86 | D | 55,689 | D | |
| Common Stock | Aug 3, 2016 | S | 200 | $64.87 | D | 55,489 | D | |
| Common Stock | Aug 4, 2016 | M | 750 | $18.46 | A | 56,239 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.63 | D | 56,139 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.66 | D | 56,039 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.678 | D | 55,939 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.695 | D | 55,839 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.70 | D | 55,739 | D | |
| Common Stock | Aug 4, 2016 | S | 50 | $65.71 | D | 55,689 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.715 | D | 55,589 | D | |
| Common Stock | Aug 4, 2016 | S | 100 | $65.73 | D | 55,489 | D | |
| Common Stock | holding | — | — | — | 1,926 | I | by ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.46 | Aug 3, 2016 | M | 1,000 | D | Feb 10, 2011 | Feb 9, 2017 | Common Stock | 1,000 | 750 | D |
| Employee Stock Option (Right to Buy) | $18.46 | Aug 4, 2016 | M | 750 | D | Feb 10, 2011 | Feb 9, 2017 | Common Stock | 750 | 0 | D |