SEC Form 4 · accession 0001209191-16-133640
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Victor Slone
Officer — VP Chief Tech & Sustainability
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $62.41 | Jul 19, 2016 | A | 607 | A | Jul 19, 2018 | Jul 18, 2026 | Common Stock | 607 | 607 | D |
| Performance SharesF1 | — | Jul 19, 2016 | A | 481 | A | — | — | Common Stock | 481 | 481 | D |
| Stock Appreciation Right | $62.41 | Jul 19, 2016 | A | 1,821 | A | Jul 19, 2018 | Jul 18, 2026 | Common Stock | 1,821 | 1,821 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2018.