SEC Form 4 · accession 0001209191-16-133047

STEPAN CO · SCL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP of Human Resources

Period of report

Jul 14, 2016

Accepted (ET)

Jul 18, 2016 · 4:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000094049

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 14, 2016	M	1,000	$18.46	A	24,731	D
Common Stock	Jul 14, 2016	S	1,000	$62.20	D	23,731	D
Common Stock	Jul 14, 2016	M	534	$18.46	A	24,265	D
Common Stock	Jul 14, 2016	S	534	$62.00	D	23,731	D
Common Stock	Jul 14, 2016	M	1,000	$18.46	A	24,731	D
Common Stock	Jul 14, 2016	S	1,000	$62.40	D	23,731	D
Common Stock	Jul 15, 2016	M	1,000	$18.46	A	24,731	D
Common Stock	Jul 15, 2016	S	1,000	$62.60	D	23,731	D
Common Stock	holding	—	—		—	11,723	I	By ESOP II Trust
Common Stock	holding	—	—		—	442,047	I	Member of Plan Committee of Stepan Company

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)	$18.46	Jul 14, 2016	M	534	D	Feb 10, 2011	Feb 9, 2017	Common Stock	534	4,400	D
Employee Stock Option (Right to Buy)	$18.46	Jul 14, 2016	M	1,000	D	Feb 10, 2011	Feb 9, 2017	Common Stock	1,000	3,400	D
Employee Stock Option (Right to Buy)	$18.46	Jul 14, 2016	M	1,000	D	Feb 10, 2011	Feb 9, 2017	Common Stock	1,000	2,400	D
Employee Stock Option (Right to Buy)	$18.46	Jul 15, 2016	M	1,000	D	Feb 10, 2011	Feb 9, 2017	Common Stock	1,000	1,400	D