SEC Form 4 · accession 0001209191-16-127790
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2016 | M | 1,000 | $18.46 | A | 24,674 | D | |
| Common Stock | Jun 10, 2016 | S | 1,000 | $61.40 | D | 23,674 | D | |
| Common Stock | holding | — | — | — | 442,047 | I | Member of Plan Committee of Stepan Company | |
| Common Stock | holding | — | — | — | 11,687 | I | By ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.46 | Jun 10, 2016 | M | 1,000 | D | Feb 10, 2011 | Feb 9, 2017 | Common Stock | 1,000 | 7,400 | D |