SEC Form 4 · accession 0001209191-16-127614
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Quinn Stepan Jr.
Officer — President & CEO · Director
Period of report
Apr 29, 2016
Accepted (ET)
Jun 14, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2016 | G | 3,000 | $0.00 | D | 124,879 | D | |
| Common Stock | Apr 29, 2016 | D | 5,623 | $0.00 | D | 127,879 | D | |
| Common StockF1 | Apr 29, 2016 | A | 5,623 | $0.00 | A | 108,623 | D | |
| Common StockF1 | May 11, 2016 | G | 3,600 | $0.00 | D | 105,023 | D | |
| Common Stock | holding | — | — | — | 10,653 | I | By ESOP II Trust | |
| Common StockF2 | holding | — | — | — | 48,000 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 55,065 | I | By Family Trust III | |
| Common StockF2 | holding | — | — | — | 40,000 | I | By Family Trust IV | |
| Common StockF2 | holding | — | — | — | 160,000 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 442,047 | I | Member of Plan Committee of Stepan Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Joint Tenancy with Spouse.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.