SEC Form 4 · accession 0001209191-16-116746
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Quinn Stepan
Officer — Chairman · Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | G | 9,622 | $0.00 | D | 301,701 | D | |
| Common Stock | Apr 28, 2016 | J | 378 | $62.35 | D | 301,323 | D | |
| Common StockF3 | Apr 28, 2016 | S | 13,400 | $62.32 | D | 517,142 | I | Stepan Venture II Partnership |
| Common Stock | Apr 28, 2016 | J | 378 | $62.35 | A | 517,520 | I | Stepan Venture II Partnership |
| Common StockF2 | holding | — | — | — | 0 | I | By ESOP II Trust | |
| Common Stock | holding | — | — | — | 286,126 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares in repayment of loan.
- F2Reflects ESOP II acquisitions and dispositions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
- F3This transaction was executed in multiple trades at prices ranging from $61.98 to $62.599. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.