SEC Form 4 · accession 0001209191-16-115066
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Quinn Stepan Jr.
Officer — President & CEO · Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 20, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 18, 2016 | M | 462 | $18.46 | A | 133,964 | D | |
| Common Stock | Apr 18, 2016 | S | 462 | $58.46 | D | 133,502 | D | |
| Common StockF2 | holding | — | — | — | 103,000 | D | ||
| Common Stock | holding | — | — | — | 2,163 | I | By Spouse | |
| Common Stock | holding | — | — | — | 10,653 | I | By ESOP II Trust | |
| Common StockF3 | holding | — | — | — | 48,000 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 55,065 | I | By Family Trust III | |
| Common StockF3 | holding | — | — | — | 40,000 | I | By Family Trust IV | |
| Common StockF3 | holding | — | — | — | 160,000 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 442,047 | I | Member of Plan Committee of Stepan Company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.46 | Apr 18, 2016 | M | 462 | D | Feb 10, 2011 | Feb 9, 2017 | Common Stock | 462 | 32,000 | D |
Explanation of responses
- F1Transaction completed pursuant to a 10b5-1 Trading Plan.
- F2Joint Tenancy with Spouse.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.