SEC Form 4 · accession 0001209191-16-103249
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Beamer
Officer — VP & Chief Financial Officer
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | J | 56,894 | — | D | 442,047 | I | Member of Plan Committee of Stepan Company |
| Common StockF2 | holding | — | — | — | 317 | I | By ESOP II Trust | |
| Common Stock | holding | — | — | — | 5,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 25, 2016, 56,894 shares of Stepan Company Common Stock were transferred from the Stepan Company Pension Plan to the Employee Stock Ownership Plan II (ESOP II) established by Stepan Company. The reporting person is a member of the Plan Committee of Stepan Company which has oversight responsibility over investments of funds for employee benefit programs.
- F2Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.