SEC Form 4 · accession 0001209191-15-081655
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur W Mergner
Officer — VP & General Manager
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2015 | M | 3,500 | $13.125 | A | 5,000 | D | |
| Common Stock | holding | — | — | — | 5,758 | I | By ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $13.125 | Nov 19, 2015 | M | 3,500 | D | Feb 14, 2008 | Feb 13, 2016 | Common Stock | 3,500 | 0 | D |