SEC Form 4 · accession 0001209191-15-081195
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Pacholec
Officer — Vice President R&D
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 750 | $18.46 | A | 57,903 | D | |
| Common Stock | Nov 17, 2015 | S | 1 | $51.40 | D | 57,902 | D | |
| Common Stock | Nov 17, 2015 | S | 4 | $51.43 | D | 57,898 | D | |
| Common Stock | Nov 17, 2015 | S | 100 | $51.50 | D | 57,798 | D | |
| Common Stock | Nov 17, 2015 | S | 35 | $51.51 | D | 57,763 | D | |
| Common Stock | Nov 17, 2015 | S | 100 | $51.52 | D | 57,663 | D | |
| Common Stock | Nov 17, 2015 | S | 100 | $51.59 | D | 57,563 | D | |
| Common Stock | Nov 17, 2015 | S | 10 | $51.60 | D | 57,553 | D | |
| Common Stock | Nov 17, 2015 | S | 100 | $51.61 | D | 57,453 | D | |
| Common Stock | Nov 17, 2015 | S | 100 | $51.64 | D | 57,353 | D | |
| Common Stock | Nov 17, 2015 | S | 200 | $51.69 | D | 57,153 | D | |
| Common Stock | holding | — | — | — | 1,756 | I | By ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.46 | Nov 17, 2015 | M | 750 | D | Feb 10, 2011 | Feb 9, 2017 | Common Stock | 750 | 1,750 | D |