SEC Form 4 · accession 0001209191-15-079245
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur W Mergner
Officer — VP & General Manager
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | S | 3,216 | $53.06 | D | 1,500 | D | |
| Common StockF2 | holding | — | — | — | 5,758 | I | By ESOP II Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $52.950 to $53.180. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.