SEC Form 4 · accession 0001209191-15-077484
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 1,000 | $16.085 | A | 24,541 | D | |
| Common Stock | Oct 28, 2015 | S | 1,000 | $52.80 | D | 23,541 | D | |
| Common Stock | Oct 29, 2015 | M | 1,000 | $16.085 | A | 24,541 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $53.80 | D | 23,541 | D | |
| Common Stock | Oct 29, 2015 | M | 1,000 | $16.085 | A | 24,541 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $53.30 | D | 23,541 | D | |
| Common Stock | holding | — | — | — | 498,941 | I | Member of Plan Committee of Stepan Company | |
| Common Stock | holding | — | — | — | 11,451 | I | By ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.085 | Oct 28, 2015 | M | 1,000 | D | Feb 12, 2010 | Feb 11, 2016 | Common Stock | 1,000 | 2,500 | D |
| Employee Stock Option (Right to Buy) | $16.085 | Oct 29, 2015 | M | 1,000 | D | Feb 12, 2010 | Feb 11, 2016 | Common Stock | 1,000 | 1,500 | D |
| Employee Stock Option (Right to Buy) | $16.085 | Oct 29, 2015 | M | 1,000 | D | Feb 12, 2010 | Feb 11, 2016 | Common Stock | 1,000 | 500 | D |