SEC Form 4 · accession 0001209191-15-076976
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 2,500 | $16.085 | A | 26,041 | D | |
| Common Stock | Oct 23, 2015 | S | 1,620 | $52.025 | D | 24,421 | D | |
| Common Stock | Oct 23, 2015 | S | 100 | $52.035 | D | 24,321 | D | |
| Common Stock | Oct 23, 2015 | S | 100 | $52.092 | D | 24,221 | D | |
| Common Stock | Oct 23, 2015 | S | 100 | $52.094 | D | 24,121 | D | |
| Common Stock | Oct 23, 2015 | S | 100 | $52.134 | D | 24,021 | D | |
| Common Stock | Oct 23, 2015 | S | 200 | $52.148 | D | 23,821 | D | |
| Common Stock | Oct 23, 2015 | S | 280 | $52.15 | D | 23,541 | D | |
| Common Stock | Oct 23, 2015 | M | 1,000 | $16.085 | A | 24,541 | D | |
| Common Stock | Oct 23, 2015 | S | 1,000 | $52.30 | D | 23,541 | D | |
| Common Stock | holding | — | — | — | 498,941 | I | Member of Plan Committee of Stepan Company | |
| Common Stock | holding | — | — | — | 11,451 | I | By ESOP II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $16.085 | Oct 23, 2015 | M | 2,500 | D | Feb 12, 2010 | Feb 11, 2016 | Common Stock | 2,500 | 4,500 | D |
| Employee Stock Option (Right to Buy) | $16.085 | Oct 23, 2015 | M | 1,000 | D | Feb 12, 2010 | Feb 11, 2016 | Common Stock | 1,000 | 3,500 | D |