SEC Form 4 · accession 0001209191-15-012180
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Quinn Stepan Jr.
Officer — President & CEO · Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2015 | F | 3,693 | $41.27 | D | 130,697 | D | |
| Common Stock | holding | — | — | — | 1,623 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 103,000 | D | ||
| Common Stock | holding | — | — | — | 10,192 | I | By ESOP II Trust | |
| Common StockF3 | holding | — | — | — | 48,000 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 55,065 | I | By Family Trust III | |
| Common StockF3 | holding | — | — | — | 40,000 | I | By Family Trust IV | |
| Common StockF3 | holding | — | — | — | 160,000 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 538,301 | I | Member of Plan Committee of Stepan Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The holdings reported following this reported transaction reflect the Form 4/A filed by the Reporting Person on February 11, 2015.
- F2Joint Tenancy with Spouse.
- F3The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.