SEC Form 4/A · accession 0001209191-15-012175
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
F Quinn Stepan Jr.
Officer — President & CEO · Director
Period of report
Feb 9, 2010
Accepted (ET)
Feb 11, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2010 | A | 5,858 | $0.00 | A | 54,651 | D | |
| Common Stock | holding | — | — | — | 7,081 | I | By Spouse | |
| Common Stock | holding | — | — | — | 36,447 | I | By Self as Custodian for Children | |
| Common StockF2 | holding | — | — | — | 50,880 | D | ||
| Common StockF3 | holding | — | — | — | 21,312 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 30,257 | I | By Family LLC | |
| Common Stock | holding | — | — | — | 15,792 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $51.21 | Feb 9, 2010 | A | 27,174 | A | Feb 9, 2012 | Feb 8, 2018 | Common Stock | 27,174 | 27,174 | D |
| Performance SharesF4 | — | Feb 9, 2010 | A | 5,858 | A | — | — | Common Stock | 5,858 | 5,858 | D |
Explanation of responses
- F1This award of restricted stock was incorrectly reported in 2010 on Table II of the original Form 4. This amendment is being filed solely to correctly report the award on Table I. These restricted shares were also omitted from the totals in Column 5 of Table l on Forms filed by the Reporting Person subsequent to February 11, 2010. The number of shares reported as being granted for this award does not reflect the additional 5,858 shares that resulted from the November 30, 2012 two-for-one stock split, which additional shares were also omitted from the totals in Column 5 of Table l on Forms filed by the Reporting Person subsequent to November 30, 2012 (reflecting the stock split, the number of shares subject to this award and reported as acquired on February 9, 2010 would be 11,716). The number of shares reflected in Column 5 of Table I of this amendment is the total number of shares held as of the original filing date (and does not reflect the November 30, 2012 stock split).
- F2Joint Tenancy with Spouse.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
- F4Each performance share represents a contingent right to receive 1 share of Stepan Company Common Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2012.