SEC Form 4 · accession 0001127602-19-010572
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur W Mergner
Officer — VP, Supply Chain
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | S | 1,038 | $90.0074 | D | 14,116 | D | |
| Common Stock | Mar 7, 2019 | M | 1,038 | $42.765 | A | 15,154 | D | |
| Common Stock | holding | — | — | — | 6,429 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.765 | Mar 7, 2019 | M | 1,038 | D | Feb 14, 2014 | Feb 13, 2022 | Common Stock | 1,038 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $89.988 to $90.120, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.