SEC Form 4 · accession 0001127602-18-011337
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 701 | $37.51 | A | 22,410 | D | |
| Common Stock | Mar 9, 2018 | S | 701 | $85.95 | D | 21,709 | D | |
| Common Stock | holding | — | — | — | 4,572 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $37.51 | Mar 9, 2018 | M | 701 | D | Feb 7, 2013 | Feb 6, 2019 | Common Stock | 701 | 0 | D |