SEC Form 4 · accession 0001127602-18-010702
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 600 | $37.51 | A | 22,309 | D | |
| Common Stock | Mar 6, 2018 | S | 600 | $84.75 | D | 21,709 | D | |
| Common Stock | Mar 7, 2018 | M | 1,879 | $37.51 | A | 23,588 | D | |
| Common StockF1 | Mar 7, 2018 | S | 1,879 | $85.375 | D | 21,709 | D | |
| Common Stock | holding | — | — | — | 4,572 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $37.51 | Mar 6, 2018 | M | 600 | D | Feb 7, 2013 | Feb 6, 2019 | Common Stock | 600 | 2,580 | D |
| Employee Stock Option (Right to Buy) | $37.51 | Mar 7, 2018 | M | 1,879 | D | Feb 7, 2013 | Feb 6, 2019 | Common Stock | 1,879 | 701 | D |
Explanation of responses
- F1The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $85.05 to 85.95, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.