SEC Form 4 · accession 0001127602-18-010323
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Servatius
Officer — VP of Human Resources
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | F | 1,003 | $80.76 | D | 21,709 | D | |
| Common Stock | Mar 2, 2018 | I | 4,572 | $81.155 | D | 4,572 | I | By Esop II Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported reflects the withholding of shares from the performance shares vested on February 21, 2018, which were reported on the Form 4 filed for the reporting person on February 23, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown.
- F2In accordance with the terms of the Company's Employee Stock Ownership Plan II, the reporting person elected to diversify a portion of his investment out of Company Common Stock.