SEC Form 4 · accession 0001127602-17-033706
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Quinn Stepan Jr.
Officer — Chairman, President & CEO · Director
Period of report
Nov 16, 2017
Accepted (ET)
Dec 1, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | G | 170 | $0.00 | D | 142,016 | D | |
| Common Stock | Nov 16, 2017 | G | 170 | $0.00 | D | 598 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 104,423 | D | ||
| Common Stock | holding | — | — | — | 10,926 | I | By Esop II Trust | |
| Common StockF2 | holding | — | — | — | 160,000 | I | By Family LLC | |
| Common StockF2 | holding | — | — | — | 48,000 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 54,978 | I | By Family Trust III | |
| Common StockF2 | holding | — | — | — | 40,000 | I | By Family Trust IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Joint Tenancy with Spouse.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.