SEC Form 4 · accession 0001127602-17-033148
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Stefaniak
Officer — VP, Business Transformation
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 818 | $42.765 | A | 6,616 | D | |
| Common Stock | Nov 21, 2017 | S | 818 | $82.662 | D | 5,798 | D | |
| Common Stock | holding | — | — | — | 2,329 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.765 | Nov 21, 2017 | M | 818 | D | Feb 14, 2014 | Feb 13, 2022 | Common Stock | 818 | 0 | D |