SEC Form 4 · accession 0001127602-17-027338
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Pacholec
Officer — Vice President R&D
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2017 | M | 500 | $25.605 | A | 49,014 | D | |
| Common Stock | Sep 8, 2017 | S | 500 | $79.60 | D | 48,514 | D | |
| Common Stock | Sep 11, 2017 | M | 1,000 | $25.605 | A | 49,514 | D | |
| Common StockF2 | Sep 11, 2017 | S | 1,000 | $80.35 | D | 48,514 | D | |
| Common Stock | holding | — | — | — | 2,048 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.605 | Sep 8, 2017 | M | 500 | D | Feb 9, 2012 | Feb 8, 2018 | Common Stock | 500 | 3,332 | D |
| Employee Stock Option (Right to Buy) | $25.605 | Sep 11, 2017 | M | 1,000 | D | Feb 9, 2012 | Feb 8, 2018 | Common Stock | 1,000 | 2,332 | D |
Explanation of responses
- F1Transaction completed pursuant to a 10b5-1 trading plan.
- F2The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.10 to $80.60, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.