SEC Form 4 · accession 0001127602-17-009697
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Stefaniak
Officer — VP, Business Transformation
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | M | 734 | $37.51 | A | 6,666 | D | |
| Common Stock | Mar 1, 2017 | S | 734 | $79.0145 | D | 5,932 | D | |
| Common Stock | holding | — | — | — | 2,312 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $37.51 | Mar 1, 2017 | M | 734 | D | Feb 7, 2013 | Feb 6, 2019 | Common Stock | 734 | 0 | D |