SEC Form 4 · accession 0001127602-16-070482
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Pacholec
Officer — Vice President R&D
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | A | 5 | $84.93 | A | 1,936 | I | By Esop II Trust |
| Common StockF2 | Dec 15, 2016 | A | 78 | $84.93 | A | 51,655 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
- F2Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.