SEC Form 4 · accession 0001127602-16-063694
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S. Dearth
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 3, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1,F2 | — | Oct 3, 2016 | A | 3 | A | — | — | Common Stock | 3 | 1,204 | D |
Explanation of responses
- F1Each phantom stock unit represents the right to receive one share of issuer Common Stock.
- F2Phantom stock units are payable in shares pursuant to the director's election either following separation from service or after a specified age.