SEC Form 3 · accession 0000939930-18-000086
PYXUS INTERNATIONAL, INC. · PYYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Davis Jones
Officer — SVP Human Resources
Period of report
Nov 15, 2018
Accepted (ET)
Nov 26, 2018 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,604 | D | ||
| Common Stock | holding | — | — | — | 39 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | holding | — | — | — | — | — | Common Stock (Direct) | 417 | — | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock (Direct) | 500 | — | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock (Direct) | 833 | — | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock (Direct) | 1,250 | — | D |
Explanation of responses
- F1Restricted Stock Units awarded under the Alliance One International, Inc. 2016 Incentive Plan. 3-year cliff vesting: 100% at third anniversary of August 15, 2016, the date of grant.
- F2Each restricted stock unit represents a contingent right to receive one share of Pyxus International, Inc. common stock.
- F3Restricted Stock Units awarded under the Alliance One International, Inc. 2016 Incentive Plan. 3-year cliff vesting: 50% on the second and third anniversaries of March 22, 2017, the date of grant.
- F4Restricted Stock Units awarded under the Alliance One International, Inc. 2016 Incentive Plan. 3-year cliff vesting: 50% on the second and third anniversaries of June 13, 2017, the date of grant..
- F5Restricted Stock Units awarded under the Alliance One International, Inc. 2016 Incentive Plan. The restricted stock units vest one-third on each of the three anniversaries of June 20, 2018, the date of grant.