SEC Form 4 · accession 0000939930-18-000066
PYXUS INTERNATIONAL, INC. · PYYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Johannes Pieter Sikkel
Officer — President and CEO · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 15, 2018 | M | 4,166 | — | A | 31,140 | D | |
| Common stockF2 | Aug 15, 2018 | F | 1,338 | $17.50 | D | 29,802 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 15, 2018 | M | 4,166 | D | Aug 15, 2018 | Aug 15, 2018 | Common Stock | 4,166 | 4,167 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.
- F2Shares surrendered to issuer to cover the tax liability of the award