SEC Form 4 · accession 0000939930-17-000081
PYXUS INTERNATIONAL, INC. · PYYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel L Thomas
Officer — EVP - CFO
Period of report
Aug 15, 2017
Accepted (ET)
Nov 6, 2017 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 15, 2017 | M | 2,084 | — | A | 8,363 | D | |
| Common stockF2 | Aug 15, 2017 | F | 732 | $11.85 | D | 7,631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 15, 2017 | M | 2,084 | D | Aug 15, 2017 | Aug 15, 2017 | Common Stock | 2,084 | 2,084 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.
- F2Shares surrendered to issuer to cover the tax liability of the award