SEC Form 4 · accession 0000939930-16-000159
PYXUS INTERNATIONAL, INC. · PYYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel L Thomas
Officer — EVP - CFO
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 4,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 15, 2016 | A | 6,250 | A | — | — | Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.
- F2The restricted stock units vest one third on each of the three anniversaries of August 15, 2016, the date of grant