SEC Form 4 · accession 0000939930-15-000071
PYXUS INTERNATIONAL, INC. · PYYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nichlas A Fink
Officer — Corp Controller & CCO
Period of report
Oct 13, 2015
Accepted (ET)
Oct 15, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,786 | D | ||
| Common Stock | holding | — | — | — | 5,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF4,F1 | $60.00 | Oct 13, 2015 | D | 1,000 | D | Mar 24, 2012 | Mar 24, 2021 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option Right to BuyF5,F2 | $60.00 | Oct 13, 2015 | D | 4,000 | D | Apr 17, 2013 | Apr 17, 2013 | Common Stock | 4,000 | 0 | D |
| Restricted Stock UnitsF4,F5,F6,F3 | — | Oct 13, 2015 | A | 879 | A | Oct 13, 2016 | Oct 13, 2018 | Common Stock | 879 | 879 | D |
Explanation of responses
- F1One-fifth each anniversery over 5 years begining on 03/24/2012.
- F2One-fifth each anniversery over 5 years begining on 04/17/2013.
- F3Fifty percent on the first anniversery, twenty-five percent on each the second & third anniversery from date of grant.
- F4Reporting person disposed of 1000 options in exchange for 152 restricted stock units in an issuer exchange offer.
- F5Reporting person disposed of 4000 options in exchange for 727 restricted stock units in an issuer exchange offer.
- F6Each restricted stock unit represents a contingent right to receive one share of Alliance One International, Inc. common stock.