SEC Form 4 · accession 0000939767-19-000046
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent T Marchesi
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 22, 2019 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | M | 11,250 | $4.16 | A | 145,100 | D | |
| Common Stock | Feb 22, 2019 | M | 15,000 | $5.92 | A | 160,100 | D | |
| Common Stock | Feb 22, 2019 | M | 15,000 | $4.57 | A | 175,100 | D | |
| Common Stock | Feb 22, 2019 | S | 41,250 | $21.50 | D | 133,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $4.16 | Feb 22, 2019 | M | 11,250 | D | May 14, 2009 | May 13, 2019 | Common Stock | 11,250 | 0 | D |
| Option (right to buy)F3 | $5.92 | Feb 22, 2019 | M | 15,000 | D | May 19, 2010 | May 18, 2020 | Common Stock | 15,000 | 0 | D |
| Option (right to buy)F4 | $4.57 | Feb 22, 2019 | M | 15,000 | D | May 24, 2012 | May 23, 2019 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Includes 7,937 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- F2The option, representing the right to purchase a total of 11,250 shares of Exelixis, Inc. common stock, became fully exercisable on May 14, 2009.
- F3The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2010.
- F4The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 24, 2012.