SEC Form 4 · accession 0000939767-19-000025
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl B Feldbaum
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 15,000 | $5.92 | A | 30,221 | D | |
| Common Stock | Feb 14, 2019 | M | 11,500 | $4.57 | A | 41,721 | D | |
| Common Stock | Feb 14, 2019 | M | 24,000 | $4.58 | A | 65,721 | D | |
| Common StockF1 | Feb 14, 2019 | S | 50,500 | $22.03 | D | 15,221 | D | |
| Common Stock | Feb 15, 2019 | G | 6,700 | $0.00 | D | 8,521 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $5.92 | Feb 14, 2019 | M | 15,000 | D | May 19, 2010 | May 18, 2020 | Common Stock | 15,000 | 0 | D |
| Option (right to buy)F3 | $4.57 | Feb 14, 2019 | M | 11,500 | D | May 24, 2012 | May 23, 2019 | Common Stock | 11,500 | 0 | D |
| Option (right to buy)F4 | $4.58 | Feb 14, 2019 | M | 24,000 | D | May 23, 2013 | May 22, 2020 | Common Stock | 24,000 | 6,000 | D |
Explanation of responses
- F1Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.01 to $22.08. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- F2The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2010.
- F3The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 24, 2012.
- F4The option, representing the right to purchase a total of 30,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 23, 2013.