SEC Form 4 · accession 0000939767-18-000228
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Haley
Officer — Sr. Vice President, Commercial
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2018 | F | 6,197 | $17.45 | D | 99,920 | D | |
| Common StockF3 | Nov 15, 2018 | F | 2,909 | $17.45 | D | 97,011 | D | |
| Common Stock | holding | — | — | — | 23,539 | I | By spouse | |
| Common StockF4 | holding | — | — | — | 10,283 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded October 3, 2017.
- F2Includes 49,234 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 1,200 shares of common stock acquired on October 31, 2018, pursuant to the Exelixis, Inc. 2000 Employee Stock Purchase Plan.
- F3Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 22, 2016.
- F4Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of November 14, 2018.