SEC Form 4 · accession 0000939767-18-000182
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George A Scangos
Director
Period of report
Aug 10, 2018
Accepted (ET)
Aug 10, 2018 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 75,000 | $5.04 | A | 1,553,648 | D | |
| Common Stock | Aug 10, 2018 | M | 33,333 | $4.42 | A | 1,586,981 | D | |
| Common StockF1 | holding | — | — | — | 8,963 | I | By Trust (JS) | |
| Common StockF2 | holding | — | — | — | 8,963 | I | By Trust (KS) | |
| Common StockF3 | holding | — | — | — | 5,669 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $5.04 | Aug 10, 2018 | M | 75,000 | D | Dec 16, 2009 | Dec 15, 2018 | Common Stock | 75,000 | 0 | D |
| Option (right to buy)F5 | $4.42 | Aug 10, 2018 | M | 33,333 | D | Feb 26, 2010 | Feb 25, 2019 | Common Stock | 33,333 | 0 | D |
Explanation of responses
- F1Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Jennifer Scangos Trust.
- F2Shares held by George A. Scangos and Leslie S. Wilson, as Trustees of the Katherine Scangos Trust.
- F3Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Pan, pursuant to a plan statement dated as of August 9, 2018.
- F4The option, representing the right to purchase a total of 200,000 shares of Exelixis, Inc. common stock, became exercisable as to 50,000 shares on December 16, 2009, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the original grant date (December 16, 2008). The option ceased vesting on July 15, 2010, in connection with the Reporting Person's resignation as President and Chief Executive Officer of Exelixis, Inc., at which time the option was exercisable as to as to 75,000 shares of Exelixis, Inc. common stock.
- F5The option, representing the right to purchase a total of 100,000 shares of Exelixis, Inc. common stock, became exercisable as to 25,000 shares on February 26, 2010, and thereafter as to 1/48th of the original number of shares subject to the option on each monthly anniversary of the original grant date (February 26, 2009). The option ceased vesting on July 15, 2010, in connection with the Reporting Person's resignation as President and Chief Executive Officer of Exelixis, Inc., at which time the option was exercisable as to as to 33,333 shares of Exelixis, Inc. common stock.