SEC Form 4 · accession 0000939767-17-000193
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Haley
Officer — Sr. Vice President, Commercial
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2017 | F | 2,205 | $24.75 | D | 91,709 | D | |
| Common StockF3 | Nov 15, 2017 | F | 1,290 | $24.75 | D | 90,419 | D | |
| Common StockF4 | Nov 15, 2017 | F | 244 | $24.75 | D | 90,175 | D | |
| Common Stock | holding | — | — | — | 23,539 | I | By spouse | |
| Common StockF5 | holding | — | — | — | 9,954 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 22, 2016.
- F2Includes 67,602 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- F3Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 18, 2013.
- F4Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded September 30, 2013.
- F5Represents shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of the most recent transaction date listed on this Form 4.