SEC Form 4 · accession 0000939767-17-000151
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J. Haley
Officer — Sr. Vice President, Commercial
Period of report
Sep 14, 2017
Accepted (ET)
Sep 15, 2017 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2017 | S | 60,640 | $27.21 | D | 41,553 | D | |
| Common Stock | holding | — | — | — | 23,539 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 9,954 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $27.19 to $27.25. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- F2Includes 27,553 shares of Exelixis, Inc common stock that will be issued to the Reporting Person upon vesting of restricted stock units and 2,361 shares of common stock acquired pursuant to the Exelixis , Inc. 2000 Employee Stock Purchase Plan on April 28, 2017.
- F3Represents 9,954 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of September 13, 2017.