SEC Form 5 · accession 0000939767-17-000010
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morrissey
Officer — President and CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Feb 3, 2017 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2016 | G | 1,000 | $0.00 | D | 173,698 | I | By Trust |
| Common StockF1 | Dec 20, 2016 | G | 1,000 | $0.00 | D | 172,698 | I | By Trust |
| Common StockF2 | holding | — | — | — | 60,000 | D | ||
| Common StockF3 | holding | — | — | — | 16,683 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Michael M. Morrissey and Meghan D. Morrissey, Trustees of the Morrissey Family Living Trust dated July 21, 1994, as amended.
- F2Includes 60,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- F3Represents 16,683 shares of Exelixis, Inc. common stock held under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of January 27, 2017.