SEC Form 4 · accession 0000939767-16-000139
EXELIXIS, INC. · EXEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Senner
Officer — EVP and CFO
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000939767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 11, 2016 | A | 53,572 | $0.00 | A | 153,572 | D | |
| Common StockF4 | Feb 11, 2016 | F | 20,845 | $4.20 | D | 132,727 | D | |
| Common StockF5 | holding | — | — | — | 266 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Exelixis, Inc. common stock issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.
- F2The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2014 Equity Incentive Plan and vested in full on the Transaction Date.
- F3Includes 100,000 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of previously awarded restricted stock units.
- F4Shares withheld by Exelixis, Inc. to satisfy taxes payable in connection with the vesting of restricted stock units awarded on the Transaction Date.
- F5Represents 266 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of February 12, 2016.