SEC Form 4 · accession 0000939767-15-000093

EXELIXIS, INC. · EXEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Discovery Research & CSO

Period of report

Oct 16, 2015

Accepted (ET)

Oct 19, 2015 · 5:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000939767

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 16, 2015	M	2,881	$5.63	A	39,354	D
Common Stock	Oct 16, 2015	M	12,000	$5.63	A	51,354	D
Common Stock	Oct 16, 2015	M	12,667	$5.63	A	64,021	D
Common Stock	Oct 16, 2015	M	24,001	$5.63	A	88,022	D
Common Stock	Oct 16, 2015	S	51,549	$5.80	D	36,473	D
Common Stock^F1	holding	—	—		—	14,478	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2	$5.63	Oct 16, 2015	M	2,881	D	Aug 5, 2010	Oct 17, 2015	Common Stock	2,881	48,668	D
Option (right to buy)^F2	$5.63	Oct 16, 2015	M	12,000	D	Aug 5, 2010	Oct 17, 2015	Common Stock	12,000	36,668	D
Option (right to buy)^F2	$5.63	Oct 16, 2015	M	12,667	D	Aug 5, 2010	Oct 17, 2015	Common Stock	12,667	24,001	D
Option (right to buy)^F2	$5.63	Oct 16, 2015	M	24,001	D	Aug 5, 2010	Oct 17, 2015	Common Stock	24,001	0	D

F1Represents 14,478 shares of Exelixis, Inc. common stock under the Exelixis, Inc. 401(k) Plan, pursuant to a plan statement dated as of October 13, 2015.
F2Option granted pursuant to Issuer's 2000 Equity Incentive Plan. Thirty-three percent (33%) of the shares vest one year from date of grant, and the remaining shares vest in 24 equal monthly installments thereafter.